Authorized SCA Compliance Officer Outsourcing

To obtain SCA license approval or meet the ongoing requirement of maintaining an authorized compliance officer, your financial services company must appoint an SCA-approved professional.

At Keepers Compliance, we provide outsourced authorized compliance officers to help you meet all SCA regulatory obligations efficiently and cost-effectively

Key Licensing Support

KYC Analysis

We conduct detailed Know Your Customer (KYC) reviews to ensure client onboarding processes meet SCA standards and help prevent financial crime.

Day-to-Day Internal Controls

We help implement and oversee daily compliance checks and internal controls to ensure ongoing adherence to SCA regulations.

SCA Regulatory Reporting

We manage your regulatory reporting obligations, ensuring accurate and timely submissions to the Securities and Commodities Authority.

Suspicious Transactions Monitoring

We assist in monitoring transactions for unusual or suspicious activity and support your team in filing reports in line with regulatory obligations.

Drafting Policies and Procedures

We create and update essential compliance documents tailored to your business, including AML policies, internal manuals, and operational procedures.

AML Support

We offer ongoing anti-money laundering support, including risk assessments, training, and system reviews to maintain full compliance with UAE laws.

Why choose keepers compliance?

Flexible and Scalable Solutions

We adapt to the size and complexity of your operation. From day-to-day compliance support to periodic independent reviews and regulatory reporting, our service can be tailored to fit your operational needs—without compromising regulatory expectations.

Specialized in SCA Compliance

We focus exclusively on SCA-regulated firms. Our deep understanding of the Securities and Commodities Authority’s requirements ensures precise, reliable compliance support every step of the way.

Authorized and Experienced Professionals

Our team is well recognized by the SCA, having passed the required CISI exams and met the SCA’s experience criteria, thereby being fully authorized to perform the SCA-Approved role of compliance officer.

Independent and Ongoing Oversight

We offer independent compliance oversight and regular reporting, helping you identify potential gaps early and maintain a strong relationship with the regulator through continuous compliance.

Trusted by Financial Services Firms

SCA licensed financial institutions trust us to manage their compliance efficiently, professionally, and cost-effectively.